James E. Siegel & Associates, PLLC

  • Phone:718-577-2635
  • Fax:718-544-7812
  • Email Us
108-18 Queens Boulevard, Eighth Floor, Suite 2 Forest Hills NY 11375-4748 U.S.A. View Map

Business

Sarbanes-Oxley Act of 2002
Employers have a general duty under the Occupational Safety and Health Act (OSHA) to provide a workplace free from "recognized" hazards. A violation of this duty can lead to criminal sanctions in addition to civil penalties. An employer can also be exposed to liability under occupational safety and health regulations promulgated by the Secretary of the Department of Labor. Directors and high-level executive officers must act to reduce or eliminate workplace dangers or risk OSHA liability. More...
Trademark Law
(Federal False Advertising and False Designation of Origin Claims) More...
Reparations for Losses Resulting from Violations of Commodities Trading Laws
(Reparations for Losses Resulting from Violations of Commodities Trading Laws) More...
Insider Trading
(Bounties for Persons Reporting Insider Trading) More...
Short-Swing Profits
Section 16(b) of the Securities Exchange Act of 1934, 15 U.S.C.S. § 78p(b), limits the ability of corporate insiders and principal stockholders to profit from their access to nonpublic information about their company. Under Section 16(b), profits from two trades of a company's publicly traded securities within six months by a director, officer, or beneficial owner of more than ten percent of a security of the company are owed to and may be recovered by the company. If the company does not retrieve those profits, shareholders may file a derivative action to obtain a court order to have the profits given over to the company. More...

Areas of Practice

  • Ancillary Probate
  • Asset Protection
  • Business Formation
  • Business Law
  • Business Litigation
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